CASE STUDY
Aquila Ensures Regulatory
Compliance and Streamlined
Processes with Atfinity's
Tailored Solution
Compliance and Streamlined
Processes with Atfinity's
Tailored Solution
Ensured regulatory compliance for Aquila with automated investor profiling and streamlined data collection.
Aquila Ensures
Regulatory
Compliance and
Streamlined
Processes with
Atfinity's Tailored
Solution
Regulatory
Compliance and
Streamlined
Processes with
Atfinity's Tailored
Solution
Ensured regulatory compliance for Aquila with automated investor profiling and streamlined data collection.
Automated investor profiling
Integrated with portfolio management system
Streamlined data collection for 80+ wealth management firms
Our Client
Aquila is the largest asset management platform in Switzerland, partnering with over 80 wealth management companies. They needed to ensure regulatory compliance across all partner firms.
THE CHALLENGE
Ensuring Compliance
Across Multiple Partners
Across Multiple Partners
Aquila needed to implement an investor-profiling process for all clients
of their partners due to regulatory changes, while managing workflows
with multiple custody banks.
of their partners due to regulatory changes, while managing workflows
with multiple custody banks.
Ensuring Compliance
Across Multiple
Partners
Across Multiple
Partners
Aquila needed to implement an investor-profiling process for all clients of their partners due to regulatory changes, while managing workflows with multiple custody banks.
Regulatory Compliance
Aquila needed to ensure all partner firms complied with new regulations, requiring a comprehensive investor-profiling process.
Complex Workflow
Working with multiple custody banks complicated workflows and documentation, posing a challenge for partner firms' employees.
Accurate Data Collection
Collecting relevant and accurate data efficiently was essential to avoid manual errors and ensure compliance.
THE SOLUTION
Automated Investor
Profiling and Compliance
Profiling and Compliance
Atfinity provided a solution that enabled Aquila's employees to
configure and update processes easily, integrating with their
portfolio management system.
configure and update processes easily, integrating with their
portfolio management system.
Automated Investor
Profiling and
Compliance
Profiling and
Compliance
Atfinity provided a solution that enabled Aquila's employees to configure and update processes easily, integrating with their portfolio management system.
Employee Configured Solution
Aquila's employees, with Atfinity's support and training, configured the entire process, making changes and updates straightforward and ensuring regulatory compliance.
Integrated Data Management
Integration with the portfolio management system eliminated the need for manual data entry, ensuring data consistency and reducing the workload for partner firms.
Guided Data Collection
A wizard guided relationship managers through data collection, ensuring only relevant and accurate data was collected, automating investor profiling and document generation.
THE RESULTS
Streamlined Compliance and
Data Management
Data Management
Aquila achieved streamlined compliance processes, enhancing experiences
for partners and end-clients, and decided to automate further processes
using Atfinity.
for partners and end-clients, and decided to automate further processes
using Atfinity.
Streamlined
Compliance and Data
Management
Compliance and Data
Management
Aquila achieved streamlined compliance processes, enhancing experiences for partners and end-clients, and decided to automate further processes using Atfinity.
Improved Compliance
Automated investor profiling ensured all regulatory requirements were met efficiently, reducing manual errors and ensuring accurate data collection across all partner firms.
Enhanced Efficiency
Integration with the portfolio management system streamlined data management, eliminated manual data entry, and improved workflow consistency for partner firms.
Positive User Experience
Partners and end-clients experienced a smoother, faster process, which led Aquila to automate more compliance processes, enhancing overall satisfaction.
Simplify Compliance with
Atfinity
Atfinity
Contact us for a demo and see how Atfinity’s solutions can streamline your compliance and
data collection processes, ensuring regulatory adherence and efficiency.
Simplify Compliance
with Atfinity
with Atfinity
Contact us for a demo and see
how Atfinity’s solutions can
streamline your compliance and
data collection processes,
ensuring regulatory adherence
and efficiency.